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Math · AP Precalculus

Chapter 1: Change in Polynomial Functions

Concavity and the Rate of the Rate

How the rate of change is itself changing.

Lesson
2
Time
About 22 minutes
0 of 11 done
Part 1 of 7Let's Learn

Step 1: Let's Learn

Read it, or press Listen and follow the words.

Watch the idea first — 59 seconds. Then read on, and try it yourself in the next step.

The concavity of f(x) = x² from three equal intervals

  1. 1[0, 1]: (1 − 0)/1 = 1first rate
  2. 2[1, 2]: (4 − 1)/1 = 3second rate
  3. 3[2, 3]: (9 − 4)/1 = 5third rate
  4. Answer1, 3, 5 increasing: concave upthe rates are rising

Take the average rate of change over successive equal intervals. Whether those rates rise or fall is concavity. Rising rates: concave up, like the inside of a bowl. Falling rates: concave down, like a dome.

Concave down

f(x) = √x on [0, 1], [1, 4], [4, 9]: rates 1, 1/3, 1/5. Falling. The curve keeps rising but ever more slowly: a dome, not a bowl.

Concavity is not direction

A function can be decreasing and concave up at the same time: falling, but flattening out. 1/x for x > 0 has rates −1/2, −1/6, −1/12 on [1, 2], [2, 3], [3, 4]: rising rates, so concave up, while falling.

Second differences

For equal steps, the differences of the rates are the second differences. x²: rates 1, 3, 5, second differences 2, 2. Constant and positive: concave up everywhere. A quadratic always has constant second differences.

Inflection

Where the rates stop rising and start falling, or the reverse, concavity changes: an inflection point. x³: rates on [−2, −1], [−1, 0], [0, 1], [1, 2] are 7, 1, 1, 7. Falling then rising: the inflection is at 0.

Not the axis

Never read concavity from whether the graph is above or below the axis. That is a different question. x² is concave up above the axis; −x² + 10 is concave down, also above the axis.

In context

A population growing by more each year: concave up. A car braking, still moving forward but covering less each second: decreasing rates, concave down. Concavity is the rate of the rate.

Step 2: Try It Yourself

Tap and try it out.

Press Next step. Four rates, then watch them turn.

Decide the concavity of f(x) = x³ − 6x² on [0, 4] using unit intervals, and locate the inflection

  1. 1f(0) = 0, f(1) = −5, f(2) = −16, f(3) = −27, f(4) = −32values at each whole number
Step 0 of 4
A cubic changes concavity once. Move the points across that place.
-8-8-6-6-4-4-2-222446688
y = 1x³ + 0x + 0
  • Point(-3, -27)
  • Second point(-1, -1)
  • Slope between them13

Slide the second point towards the first. The slope between them approaches the slope of the curve at that point.

Step 3: In Real Life

A startup’s growth

Users grew by 100, then 150, then 225 a month. The growth is growing: concave up. When the monthly gains start shrinking, the curve turns concave down, and investors notice first.

Step 4: Watch an Example

One step at a time.

Watch Sam Test a Parabola

Sam checks the concavity of f(x) = x² using three equal intervals.

  1. Step 1

    On [0, 1] the rate is (1 − 0) ÷ 1 = 1. On [1, 2] it is (4 − 1) ÷ 1 = 3. On [2, 3] it is (9 − 4) ÷ 1 = 5.

Step 5: Your Turn

Practice makes it stick.

Successive Rates

Problem 1 of 2

Successive rates over equal intervals are 8, 5, 2. What is the concavity?

Falling but Flattening

Problem 2 of 2

Rates over equal intervals are −9, −4, −1. Is the function increasing?

Read the Bend

1 of 8

Rates 2, 4, 6. Concavity?

2 of 8

Rates 6, 3, 0. Concavity?

3 of 8

Rates −6, −3, 0. Concavity?

4 of 8

Sort each description into the concavity it describes.

Tap something to move it.

  • Empty
  • Empty

5 of 8

f(x) = x² on [0,1], [1,2], [2,3]. What is the third rate?

6 of 8

Can a function be decreasing and concave up at once?

7 of 8

Rates 4, 4, 4. Concavity?

8 of 8

A cubic changes concavity how many times?

Step 6: Quick Check

Show what you know.

Question 1 of 1

Rates over equal intervals are 1, 5, 11. Concavity?

What You Learned

  • Concavity is what the average rates of change are doing over successive intervals.
  • Rising rates mean concave up; falling rates mean concave down.
  • Concavity and direction are independent: a function can fall while flattening.
  • Where the rates turn, the concavity changes: an inflection point.